|
|
|
|
|
|
ASSET MANAGEMENT GROUP, INC.
|
|
ASSET MANAGEMENT GROUP, INC.
(CRD# 110116)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Stamford, CT.
The SEC approved the firm to operate as an RIA in
Apr 1998.
In
May 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$436.6 Million,
and has discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
1%
.
|
|
ASSET MANAGEMENT GROUP, INC.
also reported in
May 2018:
-
6
employees,
with
1
performing advisory functions.
-
No registrations with foreign financial regulatory authorities.
-
NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
|
|
ASSET MANAGEMENT GROUP, INC. has no disclosure events reported to the SEC at this time.
|
|
|
|
|
|
|
|
|
ASSET MANAGEMENT GROUP, INC. has Notice Filings with the following State Securities Authorities:
CA-Jan 1998, CT-Oct 2000, FL-Feb 2002, IL-Apr 2001, MA-Apr 1996
, MD-Sep 2005, NH-Mar 2012, NJ-Sep 2003, NY-Mar 2001, TX-Jun 2002
, UT-Jun 2012, VA-Mar 1996, VT-Mar 2001, WA-Sep 2007
|
|
Disclaimer:
The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
|
|
|
|
