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ASPEN INVESTMENT MANAGEMENT INC.
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ASPEN INVESTMENT MANAGEMENT INC.
(CRD# 112081)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Grand Rapids, MI.
The SEC approved the firm to operate as an RIA in
Dec 2000.
In
Aug 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$181.4 Million,
and has discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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ASPEN INVESTMENT MANAGEMENT INC.
also reported in
Aug 2018:
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3
employees,
all of whom perform advisory functions.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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ASPEN INVESTMENT MANAGEMENT INC. has no disclosure events reported to the SEC at this time.
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ASPEN INVESTMENT MANAGEMENT INC. has Notice Filings with the following State Securities Authorities:
IL-Sep 2011, MI-Mar 2001, TX-Jan 1996
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