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ASI WEALTH MANAGEMENT & CONSULTING SERVICES
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ASI WEALTH MANAGEMENT & CONSULTING SERVICES
(CRD# 108138)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Bend, OR.
The SEC approved the firm to operate as an RIA in
Nov 1997.
In
Mar 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$1.6 Billion,
and has discretion over
23%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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ASI WEALTH MANAGEMENT & CONSULTING SERVICES
also reported in
Mar 2018:
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10
employees,
with
7
performing advisory functions.
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A total of 5 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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ASI WEALTH MANAGEMENT & CONSULTING SERVICES has one or more disclosure events currently on file with the SEC.
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ASI WEALTH MANAGEMENT & CONSULTING SERVICES has Notice Filings with the following State Securities Authorities:
CA-Mar 2005, OR-Jan 2001, TX-Jul 2002, WA-Oct 1999
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The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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