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ASHTON THOMAS PRIVATE WEALTH, LLC
ASHTON THOMAS PRIVATE WEALTH, LLC (CRD# 153902) is an SEC-Registered Investment Advisor (RIA), headquartered in Scottsdale, AZ. The SEC approved the firm to operate as an RIA in Jun 2010. In Jul 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $241.7 Million, and has discretion over 93% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
ASHTON THOMAS PRIVATE WEALTH, LLC also reported in Jul 2018:
  • 13 employees, with 11 performing advisory functions.
  • A total of 4 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
ASHTON THOMAS PRIVATE WEALTH, LLC has no disclosure events reported to the SEC at this time.
 

View ASHTON THOMAS PRIVATE WEALTH, LLC's most recent Form ADV filing
 


ASHTON THOMAS PRIVATE WEALTH, LLC has Notice Filings with the following State Securities Authorities: AK-Jun 2016, AZ-Jun 2010, CA-Mar 2011, CO-Aug 2012, FL-Dec 2016 , GA-Jan 2018, IL-Aug 2016, KS-Jul 2017, LA-Jan 2018, MT-Jan 2018 , NJ-Dec 2016, NM-Aug 2016, NV-Jan 2011, OR-Jan 2018, TX-Jun 2010 , UT-Jan 2011, VA-Jul 2017, WA-Jun 2013

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.