FindingFraud.org


Blog
Contact
Initial
Research

ASHMORE INVESTMENT ADVISORS LIMITED
ASHMORE INVESTMENT ADVISORS LIMITED (CRD# 170303) is an SEC-Registered Investment Advisor (RIA), headquartered in London, United Kingdom. The SEC approved the firm to operate as an RIA in Feb 2014. In Sep 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $5.7 Billion, and has discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 63% of RAUM.   Non-US investors represent 42% .  
 
ASHMORE INVESTMENT ADVISORS LIMITED also reported in Sep 2018:
  • 137 employees, with 55 performing advisory functions.
  • One office location.
  • Registration with one or more foreign financial regulatory authorities.
  • Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
ASHMORE INVESTMENT ADVISORS LIMITED has no disclosure events reported to the SEC at this time.
 

View ASHMORE INVESTMENT ADVISORS LIMITED's most recent Form ADV filing
 


ASHMORE INVESTMENT ADVISORS LIMITED has No Notice Filings with State Securities Authorities.

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.