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ASCENT WEALTH PARTNERS, LLC
ASCENT WEALTH PARTNERS, LLC (CRD# 158898) is an SEC-Registered Investment Advisor (RIA), headquartered in New Hartford, NY. The SEC approved the firm to operate as an RIA in Aug 2011. In Mar 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $525.9 Million, and has discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
ASCENT WEALTH PARTNERS, LLC also reported in Mar 2018:
  • 11 employees, with 9 performing advisory functions.
  • A total of 5 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
ASCENT WEALTH PARTNERS, LLC has no disclosure events reported to the SEC at this time.
 

View ASCENT WEALTH PARTNERS, LLC's most recent Form ADV filing
 


ASCENT WEALTH PARTNERS, LLC has Notice Filings with the following State Securities Authorities: FL-Aug 2011, MA-Oct 2016, NC-Aug 2011, NH-Aug 2011, NY-Aug 2011 , TN-Mar 2014, TX-Mar 2018, VA-Mar 2014

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.