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ASCENT CAPITAL MANAGEMENT, INC.
ASCENT CAPITAL MANAGEMENT, INC. (CRD# 131520) is an SEC-Registered Investment Advisor (RIA), headquartered in Newton, NJ. The SEC approved the firm to operate as an RIA in Jul 2004. In Mar 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $26.8 Million, and has discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
ASCENT CAPITAL MANAGEMENT, INC. also reported in Mar 2018:
  • 2 employees, with 1 performing advisory functions.
  • One office location.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
ASCENT CAPITAL MANAGEMENT, INC. has no disclosure events reported to the SEC at this time.
 

View ASCENT CAPITAL MANAGEMENT, INC.'s most recent Form ADV filing
 


ASCENT CAPITAL MANAGEMENT, INC. has No Notice Filings with State Securities Authorities.

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.