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ASCENSUS INVESTMENT ADVISORS, LLC
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ASCENSUS INVESTMENT ADVISORS, LLC
(CRD# 120632)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Newton, MA.
The SEC approved the firm to operate as an RIA in
Sep 2002.
In
Jul 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$66.3 Billion,
and has discretion over
0%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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ASCENSUS INVESTMENT ADVISORS, LLC
also reported in
Jul 2018:
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11
employees,
with
2
performing advisory functions.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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ASCENSUS INVESTMENT ADVISORS, LLC has no disclosure events reported to the SEC at this time.
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ASCENSUS INVESTMENT ADVISORS, LLC has Notice Filings with the following State Securities Authorities:
AR-Feb 2005, DC-Mar 2017, HI-May 2007, ID-Jan 2008, IN-Jan 2008
, MA-Feb 2018, MO-Jan 2006, MT-Oct 2015, ND-Jan 2006, NV-Sep 2002
, NY-Jul 2004, RI-Nov 2016
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The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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