|
|
|
|
|
|
ASCENSION INVESTMENT MANAGEMENT
|
|
ASCENSION INVESTMENT MANAGEMENT
(CRD# 159767)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Clayton, MO.
The SEC approved the firm to operate as an RIA in
Mar 2012.
In
Sep 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$39.4 Billion,
and has discretion over
72%
of those assets.
Pooled investment vehicles (Private Funds) account for
42%
of RAUM.
Non-US investors represent
0%
.
|
|
ASCENSION INVESTMENT MANAGEMENT
also reported in
Sep 2018:
-
29
employees,
with
13
performing advisory functions.
-
No registrations with foreign financial regulatory authorities.
-
Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
|
|
ASCENSION INVESTMENT MANAGEMENT has no disclosure events reported to the SEC at this time.
|
|
|
|
|
|
|
|
|
ASCENSION INVESTMENT MANAGEMENT has Notice Filings with the following State Securities Authorities:
MO-Mar 2012
|
|
Disclaimer:
The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
|
|
|
|
