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ASCENDANT WEALTH MANAGEMENT
ASCENDANT WEALTH MANAGEMENT (CRD# 145098) is an SEC-Registered Investment Advisor (RIA), headquartered in Bonita Springs, FL. The SEC approved the firm to operate as an RIA in Sep 2007. In May 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $110.1 Million, and has discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 3% .  
 
ASCENDANT WEALTH MANAGEMENT also reported in May 2018:
  • 4 employees, with 2 performing advisory functions.
  • One office location.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
ASCENDANT WEALTH MANAGEMENT has no disclosure events reported to the SEC at this time.
 

View ASCENDANT WEALTH MANAGEMENT's most recent Form ADV filing
 


ASCENDANT WEALTH MANAGEMENT has Notice Filings with the following State Securities Authorities: FL-Sep 2007, TX-Oct 2007

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.