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ASCENDANT FINANCIAL SOLUTIONS, INC.
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ASCENDANT FINANCIAL SOLUTIONS, INC.
(CRD# 116771)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Flagstaff, AZ.
The SEC approved the firm to operate as an RIA in
Sep 2006.
In
Aug 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$164.8 Million,
and has discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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ASCENDANT FINANCIAL SOLUTIONS, INC.
also reported in
Aug 2018:
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8
employees,
with
5
performing advisory functions.
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A total of 3 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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ASCENDANT FINANCIAL SOLUTIONS, INC. has no disclosure events reported to the SEC at this time.
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ASCENDANT FINANCIAL SOLUTIONS, INC. has Notice Filings with the following State Securities Authorities:
AZ-Sep 2006, CA-May 2009, CO-May 2009, TX-May 2009
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The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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