FindingFraud.org


Blog
Contact
Initial
Research

ARTHUR M. COHEN & ASSOCIATES LLC
ARTHUR M. COHEN & ASSOCIATES LLC (CRD# 105894) is an SEC-Registered Investment Advisor (RIA), headquartered in Northbrook, IL. The SEC approved the firm to operate as an RIA in Jan 1990. In Mar 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $645.7 Million, and has discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
ARTHUR M. COHEN & ASSOCIATES LLC also reported in Mar 2018:
  • 3 employees, with 1 performing advisory functions.
  • One office location.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
ARTHUR M. COHEN & ASSOCIATES LLC has no disclosure events reported to the SEC at this time.
 

View ARTHUR M. COHEN & ASSOCIATES LLC's most recent Form ADV filing
 


ARTHUR M. COHEN & ASSOCIATES LLC has Notice Filings with the following State Securities Authorities: AZ-Mar 2015, CA-Mar 2016, CO-Mar 2015, FL-Mar 2015, IL-Sep 1990 , TX-Mar 2006

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.