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ARS INVESTMENT PARTNERS, LLC
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ARS INVESTMENT PARTNERS, LLC
(CRD# 5845)
is an SEC-Registered Investment Advisor (RIA), headquartered in
New York, NY.
The SEC approved the firm to operate as an RIA in
Jul 1971.
In
Jun 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$1.1 Billion,
and has discretion over
96%
of those assets.
Pooled investment vehicles (Private Funds) account for
9%
of RAUM.
Non-US investors represent
3%
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ARS INVESTMENT PARTNERS, LLC
also reported in
Jun 2018:
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21
employees,
with
8
performing advisory functions.
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A total of 2 office locations.
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No registrations with foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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ARS INVESTMENT PARTNERS, LLC has one or more disclosure events currently on file with the SEC.
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ARS INVESTMENT PARTNERS, LLC has Notice Filings with the following State Securities Authorities:
CA-May 1993, CT-Jan 2001, FL-Jan 1990, HI-Jun 2010, MA-Mar 2008
, ME-Jun 2010, NJ-Aug 1971, NY-Jan 1974, PA-Feb 2001, TX-Oct 1994
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The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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