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ARMSTRONG SHAW ASSOCIATES INC.
ARMSTRONG SHAW ASSOCIATES INC. (CRD# 107957) is an SEC-Registered Investment Advisor (RIA), headquartered in New Canaan, CT. The SEC approved the firm to operate as an RIA in Feb 1984. In Mar 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $128.1 Million, and has discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 10% .  
 
ARMSTRONG SHAW ASSOCIATES INC. also reported in Mar 2018:
  • 6 employees, with 3 performing advisory functions.
  • One office location.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
ARMSTRONG SHAW ASSOCIATES INC. has no disclosure events reported to the SEC at this time.
 

View ARMSTRONG SHAW ASSOCIATES INC.'s most recent Form ADV filing
 


ARMSTRONG SHAW ASSOCIATES INC. has Notice Filings with the following State Securities Authorities: CT-Feb 1998, NY-Jan 1998, TX-Feb 1997

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.