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ARMSTRONG, FLEMING & MOORE, INC.
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ARMSTRONG, FLEMING & MOORE, INC.
(CRD# 107347)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Washington, DC.
The SEC approved the firm to operate as an RIA in
Jun 1991.
In
Mar 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$674.0 Million,
and has discretion over
79%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
1%
.
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ARMSTRONG, FLEMING & MOORE, INC.
also reported in
Mar 2018:
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21
employees,
with
12
performing advisory functions.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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ARMSTRONG, FLEMING & MOORE, INC. has no disclosure events reported to the SEC at this time.
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ARMSTRONG, FLEMING & MOORE, INC. has Notice Filings with the following State Securities Authorities:
CA-Feb 2008, DC-Jan 1994, FL-Apr 2012, MA-Mar 2014, MD-Jun 1991
, NC-Apr 2012, NH-Nov 2006, NY-Nov 2006, PA-Dec 2016, SC-Mar 2014
, TX-Jan 2008, VA-Jan 1999
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The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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