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ARLINGTON PARTNERS LLC
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ARLINGTON PARTNERS LLC
(CRD# 109335)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Birmingham, AL.
The SEC approved the firm to operate as an RIA in
Feb 2000.
In
Jul 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$1.6 Billion,
and has discretion over
90%
of those assets.
Pooled investment vehicles (Private Funds) account for
28%
of RAUM.
Non-US investors represent
0%
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ARLINGTON PARTNERS LLC
also reported in
Jul 2018:
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23
employees,
with
9
performing advisory functions.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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ARLINGTON PARTNERS LLC has no disclosure events reported to the SEC at this time.
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ARLINGTON PARTNERS LLC has Notice Filings with the following State Securities Authorities:
AL-Apr 2000, CT-Apr 2012, FL-Sep 2005, GA-May 2000, MS-Mar 2013
, NC-May 2001, NH-Mar 2016, PR-Mar 2018, TN-Sep 2015, TX-Aug 2005
, VA-Mar 2009
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Disclaimer:
The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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