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ARLEN CAPITAL, LLC
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ARLEN CAPITAL, LLC
(CRD# 118113)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Warwick, RI.
The SEC approved the firm to operate as an RIA in
Apr 2004.
In
Mar 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$201.8 Million,
and has discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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ARLEN CAPITAL, LLC
also reported in
Mar 2018:
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6
employees,
all of whom perform advisory functions.
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A total of 2 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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ARLEN CAPITAL, LLC has no disclosure events reported to the SEC at this time.
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ARLEN CAPITAL, LLC has Notice Filings with the following State Securities Authorities:
CT-Jun 2006, FL-May 2007, LA-Sep 2007, MA-Apr 2004, NC-Apr 2006
, NH-Sep 2007, NY-Jun 2006, RI-Apr 2004, SC-Jun 2017, TX-Sep 2007
, VA-Aug 2010
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Disclaimer:
The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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