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ARJUNA CAPITAL, LLC
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ARJUNA CAPITAL, LLC
(CRD# 283713)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Durham, NC.
The SEC approved the firm to operate as an RIA in
Jun 2016.
In
Mar 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$204.4 Million,
and has discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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ARJUNA CAPITAL, LLC
also reported in
Mar 2018:
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7
employees,
with
4
performing advisory functions.
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A total of 3 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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ARJUNA CAPITAL, LLC has no disclosure events reported to the SEC at this time.
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ARJUNA CAPITAL, LLC has Notice Filings with the following State Securities Authorities:
CA-Aug 2017, MA-Jun 2016, MD-Aug 2017, NC-Jun 2016, NM-Jun 2016
, NY-Aug 2017, TX-Aug 2017, WA-Aug 2017
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The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
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contact FindingFraud.org with questions or concerns.
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