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ARISTEIA CAPITAL, LLC
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ARISTEIA CAPITAL, LLC
(CRD# 135986)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Greenwich, CT.
The SEC approved the firm to operate as an RIA in
Jul 2005.
In
Mar 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$5.9 Billion,
and has discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
100%
of RAUM.
Non-US investors represent
99%
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ARISTEIA CAPITAL, LLC
also reported in
Mar 2018:
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49
employees,
with
16
performing advisory functions.
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A total of 2 office locations.
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No registrations with foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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ARISTEIA CAPITAL, LLC has one or more disclosure events currently on file with the SEC.
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ARISTEIA CAPITAL, LLC has Notice Filings with the following State Securities Authorities:
CT-Apr 2010, NY-Jun 2015
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Disclaimer:
The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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