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ARISTA WEALTH MANAGEMENT, LLC
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ARISTA WEALTH MANAGEMENT, LLC
(CRD# 141504)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Las Vegas, NV.
The SEC approved the firm to operate as an RIA in
Jun 2013.
In
Sep 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$527.9 Million,
and has discretion over
60%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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ARISTA WEALTH MANAGEMENT, LLC
also reported in
Sep 2018:
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13
employees,
with
7
performing advisory functions.
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A total of 4 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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ARISTA WEALTH MANAGEMENT, LLC has no disclosure events reported to the SEC at this time.
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ARISTA WEALTH MANAGEMENT, LLC has Notice Filings with the following State Securities Authorities:
AR-Oct 2015, AZ-Jun 2013, CA-Mar 2014, GA-Oct 2016, KS-Mar 2018
, NE-Mar 2014, NH-Mar 2014, NV-Jun 2013, NY-Mar 2017, OR-Mar 2018
, TX-Mar 2014, UT-Mar 2014, WA-Mar 2014
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Disclaimer:
The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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