FindingFraud.org


Blog
Contact
Initial
Research

ARISTA WEALTH ADVISORS, LTD
ARISTA WEALTH ADVISORS, LTD (CRD# 107763) is an SEC-Registered Investment Advisor (RIA), headquartered in Albany, NY. The SEC approved the firm to operate as an RIA in Apr 1994. In Aug 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $144.0 Million, and has discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
ARISTA WEALTH ADVISORS, LTD also reported in Aug 2018:
  • 3 employees, with 2 performing advisory functions.
  • A total of 2 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
ARISTA WEALTH ADVISORS, LTD has no disclosure events reported to the SEC at this time.
 

View ARISTA WEALTH ADVISORS, LTD's most recent Form ADV filing
 


ARISTA WEALTH ADVISORS, LTD has Notice Filings with the following State Securities Authorities: NH-Oct 2014, NY-Apr 1996

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.