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ARISTA ADVISORY GROUP, LLC
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ARISTA ADVISORY GROUP, LLC
(CRD# 285722)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Albany, NY.
The SEC approved the firm to operate as an RIA in
Nov 2016.
In
Sep 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$195.1 Million,
and has discretion over
99%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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ARISTA ADVISORY GROUP, LLC
also reported in
Sep 2018:
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4
employees,
all of whom perform advisory functions.
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A total of 4 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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ARISTA ADVISORY GROUP, LLC has no disclosure events reported to the SEC at this time.
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ARISTA ADVISORY GROUP, LLC has Notice Filings with the following State Securities Authorities:
CA-Nov 2016, FL-Nov 2016, HI-Nov 2016, MA-Nov 2016, NY-Nov 2016
, PA-Nov 2016, WA-Nov 2016
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The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
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contact FindingFraud.org with questions or concerns.
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