ARIA WEALTH MANAGEMENT (CRD# 288450) is an SEC-Registered Investment Advisor (RIA), headquartered in San Jose, CA. The SEC approved the firm to operate as an RIA in Jul 2017. In Mar 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $148.0 Million, and has discretion over 67% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
ARIA WEALTH MANAGEMENT also reported in Mar 2018:
  • 10 employees, all of whom perform advisory functions.
  • A total of 7 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
ARIA WEALTH MANAGEMENT has no disclosure events reported to the SEC at this time.

View ARIA WEALTH MANAGEMENT's most recent Form ADV filing

ARIA WEALTH MANAGEMENT has Notice Filings with the following State Securities Authorities: AL-Jul 2017, AR-Jul 2017, CA-Jul 2017, FL-Jul 2017, GA-Jul 2017

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