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ARGOSY WEALTH MANAGEMENT
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ARGOSY WEALTH MANAGEMENT
(CRD# 175028)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Los Angeles, CA.
The SEC approved the firm to operate as an RIA in
Mar 2015.
In
Aug 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$183.6 Million,
and has discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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ARGOSY WEALTH MANAGEMENT
also reported in
Aug 2018:
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9
employees,
with
6
performing advisory functions.
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A total of 2 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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ARGOSY WEALTH MANAGEMENT has no disclosure events reported to the SEC at this time.
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ARGOSY WEALTH MANAGEMENT has Notice Filings with the following State Securities Authorities:
CA-Mar 2015, TX-Mar 2015
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The information presented above was gleaned from the SEC
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FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
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contact FindingFraud.org with questions or concerns.
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