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ARGOSY CAPITAL
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ARGOSY CAPITAL
(CRD# 160212)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Wayne, PA.
The SEC approved the firm to operate as an RIA in
Mar 2012.
In
May 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$1.4 Billion,
and has discretion over
80%
of those assets.
Pooled investment vehicles (Private Funds) account for
100%
of RAUM.
Non-US investors represent
0%
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ARGOSY CAPITAL
files an umbrella registration with the SEC. The firm also reported in
May 2018:
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35
employees,
with
26
performing advisory functions.
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A total of 3 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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ARGOSY CAPITAL has no disclosure events reported to the SEC at this time.
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ARGOSY CAPITAL has Notice Filings with the following State Securities Authorities:
CA-Mar 2012, CO-Mar 2012, PA-Mar 2012
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The information presented above was gleaned from the SEC
website and is believed to be accurate.
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informational purposes only and assumes no
responsibility for errors or omissions. Please
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