ARGOSY CAPITAL (CRD# 160212) is an SEC-Registered Investment Advisor (RIA), headquartered in Wayne, PA. The SEC approved the firm to operate as an RIA in Mar 2012. In May 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $1.4 Billion, and has discretion over 80% of those assets.   Pooled investment vehicles (Private Funds) account for 100% of RAUM.   Non-US investors represent 0% .  
ARGOSY CAPITAL files an umbrella registration with the SEC. The firm also reported in May 2018:
  • 35 employees, with 26 performing advisory functions.
  • A total of 3 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
ARGOSY CAPITAL has no disclosure events reported to the SEC at this time.

View ARGOSY CAPITAL's most recent Form ADV filing

ARGOSY CAPITAL has Notice Filings with the following State Securities Authorities: CA-Mar 2012, CO-Mar 2012, PA-Mar 2012

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