ARGI INVESTMENT SERVICES, LLC
ARGI INVESTMENT SERVICES, LLC (CRD# 151916) is an SEC-Registered Investment Advisor (RIA), headquartered in Louisville, KY. The SEC approved the firm to operate as an RIA in Jan 2010. In Oct 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $1.8 Billion, and has discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .
ARGI INVESTMENT SERVICES, LLC also reported in Oct 2018: 116 employees, with 61 performing advisory functions. A total of 7 office locations. No registrations with foreign financial regulatory authorities. NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
ARGI INVESTMENT SERVICES, LLC has no disclosure events reported to the SEC at this time.
View ARGI INVESTMENT SERVICES, LLC's most recent Form ADV filing
ARGI INVESTMENT SERVICES, LLC has Notice Filings with the following State Securities Authorities: AK-Nov 2016, AL-Feb 2018, AZ-Jun 2014, CA-Jan 2010, CO-Nov 2016 , CT-Jul 2015, FL-Jan 2010, GA-Jan 2010, IL-Jan 2010, IN-Jan 2010 , KS-Mar 2015, KY-Jan 2010, MA-Nov 2016, MD-Feb 2012, MI-Jun 2014 , MN-Nov 2016, MT-Nov 2016, NC-Jan 2010, NJ-Mar 2018, NY-Jan 2010 , OH-Jan 2010, PA-Jan 2010, SC-Jan 2010, TN-Jan 2010, TX-Jan 2010 , VA-Aug 2011, WA-Feb 2018, WI-Nov 2016, WV-Dec 2012
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