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ARGENT ADVISORS, INC.
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ARGENT ADVISORS, INC.
(CRD# 112028)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Monroe, LA.
The SEC approved the firm to operate as an RIA in
Apr 2001.
In
Aug 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$529.1 Million,
and has discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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ARGENT ADVISORS, INC.
also reported in
Aug 2018:
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25
employees,
with
11
performing advisory functions.
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A total of 5 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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ARGENT ADVISORS, INC. has no disclosure events reported to the SEC at this time.
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ARGENT ADVISORS, INC. has Notice Filings with the following State Securities Authorities:
AR-Oct 2005, FL-May 2016, GA-Apr 2016, LA-Nov 2001, MO-Jul 2017
, MS-May 2009, SC-Mar 2018, TN-Mar 2014, TX-Oct 2005
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