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ARETE WEALTH ADVISORS, LLC
ARETE WEALTH ADVISORS, LLC (CRD# 145488) is an SEC-Registered Investment Advisor (RIA), headquartered in Chicago, IL. The SEC approved the firm to operate as an RIA in Jan 2009. In Oct 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $1.1 Billion, and has discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
ARETE WEALTH ADVISORS, LLC also reported in Oct 2018:
  • 66 employees, with 61 performing advisory functions.
  • A total of 25 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
ARETE WEALTH ADVISORS, LLC has no disclosure events reported to the SEC at this time.
 

View ARETE WEALTH ADVISORS, LLC's most recent Form ADV filing
 


ARETE WEALTH ADVISORS, LLC has Notice Filings with the following State Securities Authorities: AL-Aug 2012, AR-Jan 2011, AZ-Feb 2010, CA-Mar 2009, CO-Jan 2014 , CT-Oct 2016, DC-Jan 2009, DE-Feb 2017, FL-May 2009, GA-Jul 2014 , HI-May 2009, IA-Aug 2012, ID-Aug 2017, IL-Jan 2009, IN-Aug 2012 , KS-Aug 2012, KY-Oct 2016, LA-Jan 2009, MA-Jan 2009, MD-Jan 2009 , ME-Mar 2012, MI-Jun 2013, MN-Aug 2012, MO-Nov 2011, MS-Feb 2011 , NC-Oct 2011, ND-Aug 2017, NE-Aug 2012, NH-Mar 2012, NJ-Aug 2012 , NM-Feb 2015, NV-Mar 2012, NY-Jan 2011, OH-Aug 2012, OK-Mar 2015 , OR-Jan 2009, PA-Oct 2013, RI-May 2018, SC-May 2009, SD-Sep 2012 , TN-Jan 2009, TX-Sep 2010, UT-Sep 2017, VA-Jan 2009, VT-Oct 2016 , WA-Aug 2012, WI-Jan 2011, WV-Jul 2015

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.