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ARES CAPITAL MANAGEMENT III LLC
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ARES CAPITAL MANAGEMENT III LLC
(CRD# 168076)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Los Angeles, CA.
The SEC approved the firm to operate as an RIA in
Jul 2013.
In
Aug 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$624.0 Million,
and has discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
33%
of RAUM.
Non-US investors represent
97%
.
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ARES CAPITAL MANAGEMENT III LLC
files an umbrella registration with the SEC. The firm also reported in
Aug 2018:
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106
employees,
with
90
performing advisory functions.
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A total of 9 office locations.
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No registrations with foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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ARES CAPITAL MANAGEMENT III LLC has no disclosure events reported to the SEC at this time.
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ARES CAPITAL MANAGEMENT III LLC has Notice Filings with the following State Securities Authorities:
CA-Mar 2017, MO-Mar 2018, NY-Mar 2017
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Disclaimer:
The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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