|
|
|
|
|
|
ARENA CAPITAL ADVISORS
|
|
ARENA CAPITAL ADVISORS
(CRD# 170313)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Los Angeles, CA.
The SEC approved the firm to operate as an RIA in
Jan 2014.
In
Mar 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$1.1 Billion,
and has discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
78%
of RAUM.
Non-US investors represent
52%
.
|
|
ARENA CAPITAL ADVISORS
also reported in
Mar 2018:
-
16
employees,
with
7
performing advisory functions.
-
No registrations with foreign financial regulatory authorities.
-
Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
|
|
ARENA CAPITAL ADVISORS has no disclosure events reported to the SEC at this time.
|
|
|
|
|
|
|
|
|
ARENA CAPITAL ADVISORS has No Notice Filings with State Securities Authorities.
|
|
Disclaimer:
The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
|
|
|
|
