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ARCHFORD CAPITAL STRATEGIES, LLC
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ARCHFORD CAPITAL STRATEGIES, LLC
(CRD# 164482)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Swansea, IL.
The SEC approved the firm to operate as an RIA in
Jun 2012.
In
Sep 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$695.1 Million,
and has discretion over
86%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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ARCHFORD CAPITAL STRATEGIES, LLC
also reported in
Sep 2018:
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18
employees,
with
9
performing advisory functions.
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A total of 2 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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ARCHFORD CAPITAL STRATEGIES, LLC has no disclosure events reported to the SEC at this time.
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ARCHFORD CAPITAL STRATEGIES, LLC has Notice Filings with the following State Securities Authorities:
FL-Aug 2015, IA-Aug 2015, IL-Mar 2013, KS-Mar 2017, MO-Mar 2013
, NE-Mar 2017, TX-Jun 2013
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The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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