ARBOR POINT ADVISORS
ARBOR POINT ADVISORS (CRD# 165127) is an SEC-Registered Investment Advisor (RIA), headquartered in Lavista, NE. The SEC approved the firm to operate as an RIA in Sep 2012. In Oct 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $1.8 Billion, and has discretion over 99% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .
ARBOR POINT ADVISORS also reported in Oct 2018: 89 employees, all of whom perform advisory functions. A total of 46 office locations. No registrations with foreign financial regulatory authorities. NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
ARBOR POINT ADVISORS has no disclosure events reported to the SEC at this time.
View ARBOR POINT ADVISORS's most recent Form ADV filing
ARBOR POINT ADVISORS has Notice Filings with the following State Securities Authorities: AK-Jan 2015, AL-Nov 2013, AR-Jun 2014, AZ-Jun 2014, CA-Jun 2013 , CO-Jun 2013, CT-Jul 2014, DC-Jan 2015, DE-Jan 2015, FL-Jun 2013 , GA-Jan 2014, HI-Jun 2013, IA-Jan 2014, ID-Jan 2015, IL-Dec 2013 , IN-Jan 2015, KS-Jun 2014, KY-Jun 2013, LA-Jan 2014, MA-Jun 2014 , MD-Jan 2015, ME-Jan 2015, MI-Mar 2013, MN-Jun 2014, MO-Mar 2013 , MS-Mar 2013, MT-Jun 2014, NC-Jan 2015, ND-Jan 2015, NE-Sep 2012 , NH-Jan 2015, NJ-Apr 2013, NM-Jun 2013, NV-Jan 2015, NY-Jun 2014 , OH-Sep 2014, OK-Jun 2014, OR-Jun 2013, PA-Jun 2014, PR-Jan 2015 , RI-May 2014, SC-Mar 2013, SD-Jun 2014, TN-Jun 2014, TX-Mar 2013 , UT-Jun 2014, VA-Jun 2014, VI-Mar 2018, VT-Jan 2015, WA-Jun 2013 , WI-Jun 2014, WV-Jan 2015, WY-Aug 2017
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