|
|
|
|
|
|
ARBOR CAPITAL MANAGEMENT INC
|
|
ARBOR CAPITAL MANAGEMENT INC
(CRD# 111362)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Anchorage, AK.
The SEC approved the firm to operate as an RIA in
Mar 2000.
In
Apr 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$148.0 Million,
and has discretion over
98%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
|
|
ARBOR CAPITAL MANAGEMENT INC
also reported in
Apr 2018:
-
4
employees,
all of whom perform advisory functions.
-
A total of 2 office locations.
-
No registrations with foreign financial regulatory authorities.
-
NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
|
|
ARBOR CAPITAL MANAGEMENT INC has one or more disclosure events currently on file with the SEC.
|
|
|
|
|
|
|
|
|
ARBOR CAPITAL MANAGEMENT INC has Notice Filings with the following State Securities Authorities:
AK-Jul 2011, CA-Jul 2011, CO-Mar 2017, ND-Nov 2016, TX-Feb 2013
, WA-Apr 2013
|
|
Disclaimer:
The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
|
|
|
|
