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ARBOR CAPITAL MANAGEMENT CORP
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ARBOR CAPITAL MANAGEMENT CORP
(CRD# 106461)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Amherst, NY.
The SEC approved the firm to operate as an RIA in
Nov 1994.
In
Mar 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$909.8 Million,
and has discretion over
37%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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ARBOR CAPITAL MANAGEMENT CORP
also reported in
Mar 2018:
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9
employees,
with
3
performing advisory functions.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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ARBOR CAPITAL MANAGEMENT CORP has no disclosure events reported to the SEC at this time.
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ARBOR CAPITAL MANAGEMENT CORP has Notice Filings with the following State Securities Authorities:
CA-Jan 2014, FL-Jan 2008, NC-Jul 2011, NY-Aug 1999, PA-Mar 2012
, TX-Jan 2008
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The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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