FindingFraud.org


Blog
Contact
Initial
Research

AQUILA INVESTMENT MANAGEMENT LLC
AQUILA INVESTMENT MANAGEMENT LLC (CRD# 105588) is an SEC-Registered Investment Advisor (RIA), headquartered in New York, NY. The SEC approved the firm to operate as an RIA in Aug 1984. In Mar 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $3.7 Billion, and has discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
AQUILA INVESTMENT MANAGEMENT LLC also reported in Mar 2018:
  • 37 employees, with 3 performing advisory functions.
  • A total of 4 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
AQUILA INVESTMENT MANAGEMENT LLC has no disclosure events reported to the SEC at this time.
 

View AQUILA INVESTMENT MANAGEMENT LLC's most recent Form ADV filing
 


AQUILA INVESTMENT MANAGEMENT LLC has No Notice Filings with State Securities Authorities.

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.