FindingFraud.org


Blog
Contact
Initial
Research

AQS ASSET MANAGEMENT, L.L.C.
AQS ASSET MANAGEMENT, L.L.C. (CRD# 131544) is an SEC-Registered Investment Advisor (RIA), headquartered in Austin, TX. The SEC approved the firm to operate as an RIA in May 2004. In Jan 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $2.4 Billion, and has discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
AQS ASSET MANAGEMENT, L.L.C. also reported in Jan 2018:
  • 5 employees, with 2 performing advisory functions.
  • One office location.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
AQS ASSET MANAGEMENT, L.L.C. has no disclosure events reported to the SEC at this time.
 

View AQS ASSET MANAGEMENT, L.L.C.'s most recent Form ADV filing
 


AQS ASSET MANAGEMENT, L.L.C. has Notice Filings with the following State Securities Authorities: CA-Feb 2010, IL-Jan 2008, LA-Mar 2012, MO-Jan 2016, NJ-Nov 2006 , OH-Feb 2010, OK-Jan 2016, PA-May 2004, UT-Sep 2017

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.