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AQM CAPITAL LLC
AQM CAPITAL LLC (CRD# 175343) is an SEC-Registered Investment Advisor (RIA), headquartered in New York, NY. The SEC approved the firm to operate as an RIA in May 2015. In Aug 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $305.0 Million, and has discretion over 0% of those assets.   Pooled investment vehicles (Private Funds) account for 2% of RAUM.   Non-US investors represent 100% .  
 
AQM CAPITAL LLC also reported in Aug 2018:
  • 4 employees, with 2 performing advisory functions.
  • One office location.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
AQM CAPITAL LLC has no disclosure events reported to the SEC at this time.
 

View AQM CAPITAL LLC's most recent Form ADV filing
 


AQM CAPITAL LLC has No Notice Filings with State Securities Authorities.

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.