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APTUS CAPITAL ADVISORS, LLC
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APTUS CAPITAL ADVISORS, LLC
(CRD# 167626)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Fairhope, AL.
The SEC approved the firm to operate as an RIA in
May 2016.
In
Jul 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$291.6 Million,
and has discretion over
99%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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APTUS CAPITAL ADVISORS, LLC
also reported in
Jul 2018:
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5
employees,
all of whom perform advisory functions.
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A total of 3 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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APTUS CAPITAL ADVISORS, LLC has no disclosure events reported to the SEC at this time.
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APTUS CAPITAL ADVISORS, LLC has Notice Filings with the following State Securities Authorities:
AL-May 2016, FL-Jul 2016, GA-Apr 2018, KY-Jul 2016, LA-Apr 2018
, MS-Apr 2018, NC-Jul 2016, OH-May 2016, TX-Apr 2018
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The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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