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APRIEM ADVISORS
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APRIEM ADVISORS
(CRD# 108188)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Irvine, CA.
The SEC approved the firm to operate as an RIA in
Mar 1998.
In
Jun 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$648.7 Million,
and has discretion over
98%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
1%
.
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APRIEM ADVISORS
also reported in
Jun 2018:
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13
employees,
with
10
performing advisory functions.
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A total of 3 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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APRIEM ADVISORS has no disclosure events reported to the SEC at this time.
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APRIEM ADVISORS has Notice Filings with the following State Securities Authorities:
AZ-Oct 2008, CA-Apr 1998, CO-Apr 2007, ID-Oct 2010, MT-May 2018
, NC-Jun 2018, NE-Mar 2018, NH-Oct 2014, NV-Apr 2007, NY-Oct 2008
, TX-Feb 2002, WA-Apr 2007
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The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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