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APPOMATTOX ADVISORY, INC
APPOMATTOX ADVISORY, INC (CRD# 153731) is an SEC-Registered Investment Advisor (RIA), headquartered in New York, NY. The SEC approved the firm to operate as an RIA in Jul 2010. In Mar 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $1.4 Billion, and has discretion over 29% of those assets.   Pooled investment vehicles (Private Funds) account for 3% of RAUM.   Non-US investors represent 35% .  
 
APPOMATTOX ADVISORY, INC also reported in Mar 2018:
  • 13 employees, with 11 performing advisory functions.
  • One office location.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
APPOMATTOX ADVISORY, INC has no disclosure events reported to the SEC at this time.
 

View APPOMATTOX ADVISORY, INC's most recent Form ADV filing
 


APPOMATTOX ADVISORY, INC has Notice Filings with the following State Securities Authorities: CT-Jul 2010, FL-Jul 2010, NY-Jul 2010, VA-Jul 2010

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.