FindingFraud.org


Blog
Contact
Initial
Research

APPALOOSA LP
APPALOOSA LP (CRD# 281909) is an SEC-Registered Investment Advisor (RIA), headquartered in Short Hills, NJ. The SEC approved the firm to operate as an RIA in Nov 2015. In Sep 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $19.5 Billion, and has discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 100% of RAUM.   Non-US investors represent 40% .  
 
APPALOOSA LP also reported in Sep 2018:
  • 35 employees, with 16 performing advisory functions.
  • A total of 2 office locations.
  • No registrations with foreign financial regulatory authorities.
  • Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
APPALOOSA LP has one or more disclosure events currently on file with the SEC.
 

View APPALOOSA LP's most recent Form ADV filing
 


APPALOOSA LP has Notice Filings with the following State Securities Authorities: FL-Jan 2016

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.