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APEX FINANCIAL ADVISORS, INC
APEX FINANCIAL ADVISORS, INC (CRD# 155210) is an SEC-Registered Investment Advisor (RIA), headquartered in Yardley, PA. The SEC approved the firm to operate as an RIA in Oct 2010. In May 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $269.7 Million, and has discretion over 98% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
APEX FINANCIAL ADVISORS, INC also reported in May 2018:
  • 6 employees, with 4 performing advisory functions.
  • One office location.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
APEX FINANCIAL ADVISORS, INC has no disclosure events reported to the SEC at this time.
 

View APEX FINANCIAL ADVISORS, INC's most recent Form ADV filing
 


APEX FINANCIAL ADVISORS, INC has Notice Filings with the following State Securities Authorities: FL-Feb 2012, NJ-Feb 2012, PA-Oct 2010, TX-Feb 2012

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.