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APEX FINANCIAL ADVISORS, INC
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APEX FINANCIAL ADVISORS, INC
(CRD# 155210)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Yardley, PA.
The SEC approved the firm to operate as an RIA in
Oct 2010.
In
May 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$269.7 Million,
and has discretion over
98%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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APEX FINANCIAL ADVISORS, INC
also reported in
May 2018:
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6
employees,
with
4
performing advisory functions.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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APEX FINANCIAL ADVISORS, INC has no disclosure events reported to the SEC at this time.
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APEX FINANCIAL ADVISORS, INC has Notice Filings with the following State Securities Authorities:
FL-Feb 2012, NJ-Feb 2012, PA-Oct 2010, TX-Feb 2012
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