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APERIO GROUP, LLC
APERIO GROUP, LLC (CRD# 111616) is an SEC-Registered Investment Advisor (RIA), headquartered in Sausalito, CA. The SEC approved the firm to operate as an RIA in Jan 2000. In Oct 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $23.8 Billion, and has discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 5% of RAUM.   Non-US investors represent 0% .  
 
APERIO GROUP, LLC also reported in Oct 2018:
  • 82 employees, with 26 performing advisory functions.
  • One office location.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
APERIO GROUP, LLC has no disclosure events reported to the SEC at this time.
 

View APERIO GROUP, LLC's most recent Form ADV filing
 


APERIO GROUP, LLC has Notice Filings with the following State Securities Authorities: AK-Mar 2017, AL-Mar 2017, AR-Mar 2017, AZ-Apr 2013, CA-Mar 2001 , CO-Mar 2009, CT-Apr 2013, DC-Feb 2016, DE-Apr 2013, FL-Mar 2008 , GA-Feb 2007, HI-Mar 2017, IA-Mar 2017, ID-Mar 2017, IL-Mar 2012 , IN-Feb 2016, KS-Mar 2017, KY-Mar 2015, LA-Feb 2016, MA-Jan 2010 , MD-Mar 2011, ME-Mar 2017, MI-Mar 2017, MN-Mar 2014, MO-Mar 2010 , MS-Mar 2017, MT-Mar 2017, NC-Feb 2016, ND-Mar 2017, NE-Mar 2014 , NH-Mar 2014, NJ-Dec 2007, NM-Mar 2017, NV-Mar 2011, NY-Aug 2006 , OH-Mar 2014, OK-Mar 2017, OR-Apr 2013, PA-Jan 2010, PR-Mar 2017 , RI-Mar 2017, SC-Feb 2016, SD-Mar 2015, TN-Feb 2016, TX-Mar 2008 , UT-Mar 2015, VA-Feb 2016, VI-Mar 2017, VT-Mar 2008, WA-Jan 2010 , WI-Mar 2014, WV-Mar 2017, WY-Mar 2018

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.