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APELLA CAPITAL
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APELLA CAPITAL
(CRD# 171106)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Glastonbury, CT.
The SEC approved the firm to operate as an RIA in
Apr 2014.
In
Jul 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$604.0 Million,
and has discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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APELLA CAPITAL
also reported in
Jul 2018:
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15
employees,
with
13
performing advisory functions.
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A total of 6 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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APELLA CAPITAL has no disclosure events reported to the SEC at this time.
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APELLA CAPITAL has Notice Filings with the following State Securities Authorities:
CA-Mar 2016, CT-Apr 2014, FL-Sep 2015, GA-Jul 2017, MA-Aug 2014
, NC-Aug 2014, NH-Aug 2014, NJ-Sep 2015, NY-Aug 2014, PA-Feb 2015
, RI-Mar 2016, TN-Jul 2017, TX-Nov 2016, VA-Feb 2015, VT-Aug 2014
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Disclaimer:
The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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