APELLA CAPITAL (CRD# 171106) is an SEC-Registered Investment Advisor (RIA), headquartered in Glastonbury, CT. The SEC approved the firm to operate as an RIA in Apr 2014. In Jul 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $604.0 Million, and has discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
APELLA CAPITAL also reported in Jul 2018:
  • 15 employees, with 13 performing advisory functions.
  • A total of 6 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
APELLA CAPITAL has no disclosure events reported to the SEC at this time.

View APELLA CAPITAL's most recent Form ADV filing

APELLA CAPITAL has Notice Filings with the following State Securities Authorities: CA-Mar 2016, CT-Apr 2014, FL-Sep 2015, GA-Jul 2017, MA-Aug 2014 , NC-Aug 2014, NH-Aug 2014, NJ-Sep 2015, NY-Aug 2014, PA-Feb 2015 , RI-Mar 2016, TN-Jul 2017, TX-Nov 2016, VA-Feb 2015, VT-Aug 2014

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