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AP WEALTH MANAGEMENT
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AP WEALTH MANAGEMENT
(CRD# 156417)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Augusta, GA.
The SEC approved the firm to operate as an RIA in
Mar 2016.
In
Aug 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$137.1 Million,
and has discretion over
99%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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AP WEALTH MANAGEMENT
also reported in
Aug 2018:
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6
employees,
with
3
performing advisory functions.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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AP WEALTH MANAGEMENT has no disclosure events reported to the SEC at this time.
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AP WEALTH MANAGEMENT has Notice Filings with the following State Securities Authorities:
GA-Mar 2016, SC-Mar 2016
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The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
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contact FindingFraud.org with questions or concerns.
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