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AON SECURITIES INC.
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AON SECURITIES INC.
(CRD# 4138)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Chicago, IL.
The SEC approved the firm to operate as an RIA in
Sep 2015.
In
Mar 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$0.0 Million,
and has discretion over
#DIV/0!
of those assets.
Pooled investment vehicles (Private Funds) account for
#DIV/0!
of RAUM.
Non-US investors represent
#DIV/0!
.
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AON SECURITIES INC.
also reported in
Mar 2018:
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5
employees,
all of whom perform advisory functions.
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Registration with one or more foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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AON SECURITIES INC. has no disclosure events reported to the SEC at this time.
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AON SECURITIES INC. has Notice Filings with the following State Securities Authorities:
IL-Sep 2015
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The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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