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AON RETIREMENT PLAN ADVISORS, LLC
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AON RETIREMENT PLAN ADVISORS, LLC
(CRD# 136462)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Atlanta, GA.
The SEC approved the firm to operate as an RIA in
Aug 2005.
In
Mar 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$3.0 Million,
and has discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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AON RETIREMENT PLAN ADVISORS, LLC
also reported in
Mar 2018:
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8
employees,
with
4
performing advisory functions.
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A total of 3 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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AON RETIREMENT PLAN ADVISORS, LLC has no disclosure events reported to the SEC at this time.
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AON RETIREMENT PLAN ADVISORS, LLC has Notice Filings with the following State Securities Authorities:
CA-Jan 2012, CT-Jan 2012, FL-Aug 2005, GA-Dec 2011, IL-Aug 2005
, PA-Dec 2007, TX-Jan 2012, VA-Jan 2012
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The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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