|
|
|
|
|
|
ANTHONY SMITH ADVISORS, INC.
|
|
ANTHONY SMITH ADVISORS, INC.
(CRD# 125730)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Atlanta, GA.
The SEC approved the firm to operate as an RIA in
Apr 2007.
In
Apr 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$220.0 Million,
and has discretion over
95%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
|
|
ANTHONY SMITH ADVISORS, INC.
also reported in
Apr 2018:
-
10
employees,
with
8
performing advisory functions.
-
No registrations with foreign financial regulatory authorities.
-
NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
|
|
ANTHONY SMITH ADVISORS, INC. has no disclosure events reported to the SEC at this time.
|
|
|
|
|
|
|
|
|
ANTHONY SMITH ADVISORS, INC. has Notice Filings with the following State Securities Authorities:
AL-Jan 2017, GA-Dec 2008, LA-Jan 2015, TX-Nov 2011
|
|
Disclaimer:
The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
|
|
|
|
