ANNEX WEALTH MANAGEMENT, LLC (CRD# 127987) is an SEC-Registered Investment Advisor (RIA), headquartered in Elm Grove, WI. The SEC approved the firm to operate as an RIA in Sep 2004. In Mar 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $1.8 Billion, and has discretion over 91% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
ANNEX WEALTH MANAGEMENT, LLC also reported in Mar 2018:
  • 69 employees, with 40 performing advisory functions.
  • A total of 7 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
ANNEX WEALTH MANAGEMENT, LLC has no disclosure events reported to the SEC at this time.

View ANNEX WEALTH MANAGEMENT, LLC's most recent Form ADV filing

ANNEX WEALTH MANAGEMENT, LLC has Notice Filings with the following State Securities Authorities: AZ-Jan 2012, CA-May 2016, CO-Mar 2017, FL-Mar 2007, IA-Aug 2017 , IL-Sep 2004, IN-Aug 2017, KY-Aug 2017, MI-Aug 2017, MN-Jan 2012 , NC-May 2016, NH-Mar 2018, SC-May 2016, TN-Oct 2014, TX-Mar 2014 , WI-Sep 2004

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