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ANFIELD CAPITAL MANAGEMENT, LLC
ANFIELD CAPITAL MANAGEMENT, LLC (CRD# 165211) is an SEC-Registered Investment Advisor (RIA), headquartered in Newport Beach, CA. The SEC approved the firm to operate as an RIA in Mar 2013. In Mar 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $540.0 Million, and has discretion over 70% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
ANFIELD CAPITAL MANAGEMENT, LLC also reported in Mar 2018:
  • 8 employees, with 5 performing advisory functions.
  • One office location.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
ANFIELD CAPITAL MANAGEMENT, LLC has no disclosure events reported to the SEC at this time.
 

View ANFIELD CAPITAL MANAGEMENT, LLC's most recent Form ADV filing
 


ANFIELD CAPITAL MANAGEMENT, LLC has Notice Filings with the following State Securities Authorities: CA-Mar 2013, CO-Nov 2017, ID-Nov 2017, IL-Dec 2017, KS-Nov 2017 , MI-Nov 2017, MN-Nov 2017, MO-Nov 2017, OH-Nov 2017, TX-Nov 2017 , WI-Nov 2017

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.